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Chapter 8
Covering Criminal Courts

In this chapter


Introduction
Plea Bargaining
   Out-Of-Court Deals
Charges
Pre-Trial Proceedings
Motions
The Trial
   The Evidence
   Cross-Examination
   Closing Arguments
   Jury Deliberations
   Juror Interviews
   Sentencing
   Death Penalty Cases

The Appeal
   DNA Testing



     

Jury Deliberations
If the case has been heard by a jury, the jurors retire to deliberate in secret. They may be sequestered overnight or over a weekend. They may be allowed to go home. (The jury in the Exxon Valdez civil trial deliberated for three weeks before reaching a verdict.)

If the jurors cannot reach a unanimous agreement, a judge may declare the jury “hung” and order a mistrial. In that event, the prosecution is allowed to retry the case again at a later time. (Most jurisdictions require that jury verdicts in felony criminal cases be unanimous. However, there are a few states that allow 10-2 verdicts for conviction.)

When a verdict has been reached, it is announced in open court. Defense lawyers usually request that the jurors be polled—a process in which each juror is asked individually to verbally affirm that the verdict that was announced was, in fact, their verdict. A reporter is advised to obtain copies of the verdict forms from the prosecution prior to the announcement of the verdict. These verdict forms show exactly the charges that the jurors vote upon. When a jury renders a split decision—convicting on some counts, but acquitting on others—knowing what the jurors rejected may be important for a reporter to be able to explain. In 2004, for example, a jury in the case of former New Jersey Nets basketball star Jayson Williams acquitted him of three of the most serious charges in the fatal shooting of a chauffeur at his estate. A mistrial was declared on a fourth charge because the jury was deadlocked. He was convicted of four charges that he covered up his involvement in the shooting. He was acquitted of aggravated manslaughter, which carried a maximum 30 year prison term, and two weapons charges, one of which carried a 10 year term. A mistrial was declared on a charge of reckless manslaughter, which carries a maximum 10 year term. The cover up charges carried a combined 13 years.

Juror Interviews
Jurors are never to be approached by the media until after they have been discharged at the conclusion of a case. To attempt to contact a juror during the case is considered jury tampering, which is a felony criminal offense punishable by several years in prison. In major cases, media often try to interview the jurors to find out why they decided they way they did. Judges may try to discourage this by emphasizing to the jurors that they do not have to talk to reporters or anyone else. Still, jurors sometimes hold press conferences because they are aware of the intense interest in the case and seek to avoid being tracked down at their homes.

It is important to research the statutes and understand the maximum and minimum sentences that can be imposed. Usually at sentencing, defense lawyers argue previously filed motions to set aside the verdict. This motion is a legal argument and rarely is successful because essentially it is an argument to the trial judge that he or she made incorrect rulings on evidence during the trial. Despite its infrequent success, this is a crucial motion because it is the last opportunity for the defense to preserve issues for appeal. Failure to object at this juncture frequently means the objection is forever waived and cannot be argued to an appellate court. An exception to this occurs when a defendant can argue that the waiver of the objection demonstrated incompetence of counsel.

Sentencing
After rulings on post-trial motions, a sentencing hearing will be held. It may be simple or complex, short or lengthy. Prosecutors may call witnesses, for example, to testify about other crimes committed in the past or to conduct in jail while awaiting trial, and defense lawyers may call witnesses to plead for leniency. In some states, such as Texas, juries are allowed to set the punishment within a certain range – say, 15 years to life.

In a series of decisions in 2004 and 2005, the U.S. Supreme Court dramatically changed how criminal defendants are sentenced in federal and state courts, calling into question thousands of sentences across the country and re-opening how the prosecutors investigate, charge, and negotiate with accused criminals. In January 2005, the justices, in a 5-4 opinion written by Justice Stephen Breyer, said that the federal sentencing guidelines, which have provided judges with formulas to calculate sentences since 1987, were not mandatory and that judges were not required to follow them. A year earlier, the Supreme Court had ruled the same way with regards to state courts. At the heart of the decisions is the Sixth Amendment requirement that all questions of fact must be decided by a jury. Under the sentencing guidelines, judges were able to impose harsher penalties or longer prison terms if the judges believed that the evidence showed that the defendant had committed other crimes in addition to the crime the jury decided. This issue will likely cause great confusion for some time as lower courts try to make sense of the Supreme Court's pronouncements.

The decision on federal guidelines struck down as unconstitutional a provision that had made them mandatory. The decision appears to mean that judges will have significantly more discretion in how they sentence defendants--an outcome the guidelines were designed to curtail. Some believe Congress will likely go back into the sentencing arena to take that discretion away. Breyer acknowledged that “ours, of course, is not the last word: The ball now lies in Congress' court.”

Death Penalty Cases
In death penalty cases, the trial is often broken into the guilt stage, the eligibility stage, and the punishment stage. After a finding of guilt, the fact-finder—whether a judge or jury—hears evidence and decides whether a defendant is meets the criteria to be eligible for the ultimate penalty. These aggravating circumstances – the cruelty of the crime, indifference of the defendant, whether the defendant has killed before, the age of the victim – must be weighed against the mitigating circumstances – for example, the defendant’s contrition, IQ or mental state, or if the defendant was abused as a child -- in determining punishment.

Flawed jury instructions or charges and ineffective assistance of counsel are the two of the most frequent reasons why the appellate courts, including the U.S. Supreme Court, reverse death sentences.

After a determination of guilt, the judge or jury decides whether a death sentence should be imposed. While many states consider a jury’s decision regarding life or death a recommendation, there are two states—Florida and Alabama—where a judge can override a jury’s recommendation of a life sentence and impose a death sentence.

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© 2003-2010 Criminal Justice Journalists

Created with the cooperation of the Institute for Justice and Journalism, the Jerry Lee Center of Criminology at the University of Pennsylvania, and the Center on Media, Crime and Justice at John Jay College of Criminal Justice.

 

Made possible by grants from the Ford Foundation and the Donald W. Reynolds National Center for the Courts and Media at the University of Nevada Reno.